Are you now or have you ever been a congressional lobyist?
June 8, 2012
The answer prior to Tuesday, May 8 was no. However, after a Friday through Monday conference held by my broker/dealer, Linsco/Private Ledger (LPL), in Washington D.C., I spent Tuesday lobbying Congress. To sum it up, I would say that the experience was enlightening.
Let's begin by defining what is a broker/dealer? A broker/dealer is a term used in the United States financial services regulations. It is a natural person, a company or other organization that trades securities for its own account, or on behalf of its customers.
To read the entire column, click here: Neumann: Are you now or have you ever been a congressional lobbyist? The Ridgewood News
The opinions voiced in this material are for general information only and are not intended to provide specific advice or recommendations for the individual
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